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Securities male

Securities male, Total:270 items.

In the international standard classification, Securities male involves: Finances. Banking. Monetary systems. Insurance, Applications of information technology, Quality, Information sciences. Publishing, Paper and board, Services, Paper products, Protection against crime.

British Standards Institution (BSI), Securities male

BS ISO 9019:1995 Securities - Numbering of certificates
BS ISO 9019:1997 Securities - Numbering of certificates
BS ISO 8532:1997 Securities - Format for transmission of certificate numbers
BS 7103:1989 Method for numbering securities certificates
BS ISO 6166:2013 Securities and related financial instruments. International securities identification numbering system (ISIN)
BS ISO 6166:2001 Securities and related financial instruments. International securities identification numbering system (ISIN)
BS ISO 8532:1995 Securities. Format for transmission of certificate numbers
BS ISO 7775:1991 Securities. Scheme for message types
BS ISO TR 7775:1997 Securities. Scheme for message types
BS 6822:1987 Specification for format for transmission of certificate numbers of securities
BS 7896:1997 Securities - Specification for the format and structure of names and addresses used in securities transactions for the business of registrars
BS ISO 10962:1997 Securities. Classification of financial instruments (CFI code)
BS ISO 11521:1996 Securities. Scheme for interdepository message type
BS ISO 6166:2021 Financial services. International securities identification number (ISIN)
BS 7097:1990 Procedure for allocating an international securities identification number (ISIN)
BS 6602:1985 Specification for international securities identification numbering system (ISIN)
BS ISO 9144:1991 Securities. Optical character recognition line. Position and structure
BS 6636-1:1985 Message types for securities - Specification for messages for receipt/delivery
BS ISO 10962:2001 Securities and related financial instruments - Classification of Financial Instruments (CFI code)
BS ISO 10962:2015 Securities and related financial instruments. Classification of financial instruments (CFI code)
BS ISO 18774:2015 Securities and related financial instruments. Financial Instrument Short Name (FISN)
BS 6636-2:1987 Message types for securities - Specification for messages for orders to buy/sell
BS ISO 10962:2019 Securities and related financial instruments. Classification of financial instruments (CFI) code
20/30397826 DC BS ISO 6166. Financial services. International securities identification numbering system (ISIN)
BS ISO 10383:2012 Securities and related financial instruments. Codes for exchanges and market identification (MIC)
20/30420711 DC BS ISO 10962. Securities and related financial instruments. Classification of financial instruments (CFI) code
BS ISO 10962:2021 Tracked Changes. Securities and related financial instruments. Classification of financial instruments (CFI) code

Association Francaise de Normalisation, Securities male

NF ISO 9019:1996 Valeurs mobilières - Numérotation des titres/certificats
NF K12-404*NF ISO 11521:1996 Securities. Scheme for interdepository message types.
NF ISO 8532:1996 Valeurs mobilières - Format pour la transmission des numéros de titres et de certificats
NF K12-120:1994 Securities. International securities identification numbering system (isin).
NF K12-400*NF ISO 9019:1996 Securities. Numbering of certificates.
NF ISO 7775:1992 Valeurs mobilières - Types de messages.
NF K11-143:1986 Banking. Advice of fate of bills of exchange.
NF K12-303*NF ISO 7775:1992 Securities. Scheme for message types.
NF K12-310*NF ISO 8532:1996 Securities. Format for transmission of certificate numbers.
NF K12-201*NF ISO 8109:1992 Banking and related financial services. Securities. Format of eurobonds.
NF ISO 14030-1:2021 Evaluation de la performance environnementale - Titres de créance verts - Partie 1 : processus pour les obligations vertes
NF ISO 9144:1992 Valeurs mobilières - Ligne de lecture optique - Position et structure.
NF K11-141:1986 BANKING. DISHONOUR NOTICE FOR CHEQUES AND BILLS OF EXCHANGE.
NF ISO 8109:1992 Banque et services financiers liés aux opérations bancaires - Valeurs mobilières - Format des eurobonds.
NF ISO 11521:1996 Valeurs mobilières - Structure des messages type interdépositaires
NF ISO 14030-4:2021 Evaluation de la performance environnementale - Titres de créance verts - Partie 4 : exigences pour un programme de vérification
NF K12-202*NF ISO 9144:1992 Securities. Optical character recognition line. Position and structure.
NF K12-175:1997 Lists of tied-up securities with a view to a general assembly and recapitulation of these lists.
NF ISO 14030-3:2022 Évaluation de la performance environnementale - Titres de créance verts - Partie 3 : taxinomie
NF ISO 14030-2:2021 Evaluation de la performance environnementale - Titres de créance verts - Partie 2 : processus pour les crédits verts

International Organization for Standardization (ISO), Securities male

ISO 8532:1986 Securities; Format for transmission of certificate numbers
ISO 8532:1995 Securities - Format for transmission of certificate numbers
ISO 6166:1983 Title missing - Legacy paper document
ISO 6166:1981 Title missing - Legacy paper document
ISO 6166:1986 Securities — International securities identification numbering system (ISIN)
ISO 9019:1995 Securities - Numbering of certificates
ISO 9019:1987 Securities — Numbering of certificates
ISO 8109:1985 Securities — Format of Eurobonds
ISO 6166:1987 Securities; International securities identification numbering system (ISIN)
ISO 6166:2001 Securities and related financial instruments - International securities identification numbering system (ISIN)
ISO 6166:2013 Securities and related financial instruments - International securities identification numbering system (ISIN)
ISO 8109:1990 Banking and related financial services; securities; format of Eurobonds
ISO 7775:1991 Securities; scheme for message types
ISO 6166:2021 Financial services - International securities identification number (ISIN)
ISO 9144:1991 Securities; optical character recognition line; position and structure
ISO 18774:2015 Securities and related financial instruments - Financial Instrument Short Name (FISN)
ISO 10962:2019 Securities and related financial instruments — Classification of financial instruments (CFI) code
ISO 10962:2021 Securities and related financial instruments — Classification of financial instruments (CFI) code
ISO 10383:2003 Securities and related financial instruments - Codes for exchanges and market identification (MIC)
ISO 10962:2001 Securities and related financial instruments - Classification of Financial Instruments (CFI code)
ISO 10962:2015 Securities and related financial instruments - Classification of financial instruments (CFI code)
ISO 7775-1:1984 Securities; Standard scheme for message types; Part 1 : Receipt/delivery
ISO 7775-2:1986 Securities; Scheme for message types; Part 2 : Order to buy/sell
ISO 10383:2012 Securities and related financial instruments - Codes for exchanges and market identification (MIC)
ISO/TR 13569:1996 Banking, securities and other financial services - Information security guidelines

Korean Agency for Technology and Standards (KATS), Securities male

KS X ISO 8532:2006 Securities-Format for transmission of certificate numbers
KS X 6302-2002 SECURITIES - INTERNATIONAL SECURITIES IDENTIFICATION NUMBERING SYSTEM (ISIN)
KS X 6302-1993(1998) SECURITIES - INTERNATIONAL SECURITIES IDENTIFICATION NUMBERING SYSTEM (ISIN)
KS X ISO 9019:2006 Securities-Numbering of certificates
KS X ISO 9019:2022 Securities — Numbering of certificates
KS X ISO 9019-2006(2021) Securities－Numbering of certificates
KS X ISO 9019-2006(2016) Securities－Numbering of certificates
KS C 5956-1995 Securities-Numbering of certificates
KS X ISO 8532-2006(2016) Securities－Format for transmission of certificate numbers
KS X ISO 8532:2022 Securities — Format for transmission of certificate numbers
KS X ISO 8532-2006(2021) Securities－Format for transmission of certificate numbers
KS X ISO 6166-2016(2021) Securities and related financial instruments — International securities identification numbering system(ISIN)
KS C 5790-1993 Securities identification code system
KS C 5966-1995 Securities-Format for transmission of certificate numbers
KS X ISO 6166:2014 Securities and related financial instruments — International securities identification numbering system(ISIN)
KS X ISO 6166:2006 Securities and related financial instruments-International securities identification numbering system(ISIN)
KS X 6300-2008(2019) Glossary of back-office terms of securities industry
KS X ISO 6166:2022 Financial services — International securities identification number(ISIN)
KS X ISO 6166:2016 Securities and related financial instruments — International securities identification numbering system(ISIN)
KS X 6310-2006 Securities-Optical character recognition line-Position and structure
KS X 6310-2006(2021) Securities－Optical character recognition line－Position and structure
KS X 6310-2006(2016) Securities－Optical character recognition line－Position and structure
KS X ISO 18774:2019 Securities and related financial instruments — Financial Instrument Short Name (FISN)
KS X ISO 10962:2019 Securities and related financial instruments — Classification of Financial Instruments(CFI code)
KS X ISO 10962:2022 Securities and related financial instruments — Classification of financial instruments(CFI) code
KS X ISO 10962:2006 Securities and related financial instruments－Classification of Financial Instruments(CFI code)
KS X ISO 10383:2006 Securities and related financial instruments-Codes for exchanges and market identification(MIC)
KS X ISO 10383-2016(2021) Securities and related financial instruments－Codes for exchanges and market identification(MIC)
KS X ISO 10383:2016 Securities and related financial instruments－Codes for exchanges and market identification(MIC)

BELST, Securities male

STB 1124-98 Securities. State securities identification registration number
STB 1129-98 Securities. Message types
STB 1094-97 Securities. General requirements for registration and circulation
STB 1106-98 Securities and documents. Means and methods of protection. Terms and definitions

American National Standards Institute （ANSI), Securities male

ANSI X9.101-2003 Securities and related financial instruments - International securities identification numbering systems (ISIN)
ANSI X9.6-1991 Securities identification (CUSIP)
ANSI X9.12-1991 Specifications for Fully Registered Municipal Securities
ANSI/PMI 08-003-2012 Standard for Portfolio Management - Third Edition
ANSI X9.14-1983 Securities Transaction Interchange Forms, Specifications for
ANSI/ASIS PSC.1-2012 Management System for Quality of Private Security Company Operations - Requirements with Guidance
ANSI/ASIS PSC.2-2010 Conformity Assessment and Auditing Management Systems for Quality of Private Security Company Operations

SE-SIS, Securities male

SIS SS-ISO 6166:1989 Securities — International securities identification numbering system (ISIIM)
SIS SS-ISO 9019:1989 Securities — Numbering of certificates
SIS SS-ISO 8532:1987 Securities - Format for transmission of certificate numbers
SIS SS-ISO 8109:1991 Banking and related financial services — Securities — Format of Eurobonds
SIS SS-ISO 9144:1992 Securities — Optical character recognition line — Position and structure
SIS SS 62 37 10-1984 Bank operations - International securi- ties identification numbering system (ISIN)
SIS SS-ISO 7775/1:1987 Securities - Standard scheme for message types - Part 1: Receipt/ delivery

KR-KS, Securities male

KS X ISO 9019-2022 Securities — Numbering of certificates
KS X ISO 8532-2022 Securities — Format for transmission of certificate numbers
KS X ISO 6166-2016 Securities and related financial instruments — International securities identification numbering system(ISIN)
KS X ISO 6166-2022 Financial services — International securities identification number(ISIN)
KS X ISO 18774-2019 Securities and related financial instruments — Financial Instrument Short Name (FISN)
KS X ISO 10962-2019 Securities and related financial instruments — Classification of Financial Instruments(CFI code)
KS X ISO 10962-2022 Securities and related financial instruments — Classification of financial instruments(CFI) code
KS X ISO 10383-2016 Securities and related financial instruments－Codes for exchanges and market identification(MIC)

中国人民银行, Securities male

JR/T 0248-2022 Internal interface of securities and futures industry institutions for securities trading
JR/T 0176.3-2021 Securities and Futures Industry Data Model Part 3: Securities Company Logical Model
JR/T 0146.5-2016 Securities and Futures Industry Information System Audit Guide Part 5: Securities Companies
JR/T 0146.1-2016 Securities and Futures Industry Information System Audit Guide Part 1: Stock Exchanges
JR/T 0146.3-2016 Securities and Futures Industry Information System Audit Guide Part 3: Securities Registration and Clearing Institutions
JR/T 0177.1-2020 "Content and Format of Data Related to Investor Rights in the Securities and Futures Industry Part 1: Securities"
JR/T 0022-2014 Securities Transaction Data Exchange Agreement
JR/T 0022-2020 Securities Transaction Data Exchange Agreement
JR/T 0249-2022 Core terminology for securities industry registration and settlement
JR/T 0183-2020 "Securities and Futures Industry Investor Identification Code"
JR/T 0175-2019 "Securities and Futures Industry Software Testing Specifications"
JR/T 0261-2022 Specifications for Exchange of Customer Information of Securities Companies
JR/T 0110-2014 Securities Company Customer Information Management Specifications
JR/T 0219-2021 Securities and futures industry settlement participating institution codes
JR/T 0112-2014 Securities and futures industry information system audit specifications
JR/T 0163-2018 Securities issuer behavior information content format
JR/T 0103-2014 Securities trading data exchange codec protocol
JR/T 0158-2018 Securities and Futures Industry Data Classification and Grading Guidelines
JR/T 0273-2023 Securities company OTC business capital service interface
JR/T 0111-2014 Securities and Futures Industry Data Communication Protocol Application Guide
JR/T 0276-2023 Securities and Futures Industry Information System Penetration Testing Guide
JR/T 0133-2015 Basic requirements for securities and futures industry information system custody
JR/T 0274-2023 Internal interface account management of securities and futures industry institutions
JR/T 0275-2023 Internal interface information data of securities and futures industry institutions
JR/T 0206-2021 Guidelines for Performance Testing of Big Data Platforms in the Securities and Futures Industry
JR/T 0250-2022 Securities and Futures Industry Data Security Management and Protection Guidelines
JR/T 0191-2020 Software Testing Guide for Securities and Futures Industry Software Security Testing
JR/T 0251-2022 Securities and Futures Industry Information Technology Service Continuity Management Guide
JR/T 0192-2020 Security Specifications for Mobile Internet Applications in the Securities and Futures Industry
JR/T 0159-2018 Implementation specifications for internal enterprise service buses of securities and futures industry institutions
JR/T 0104-2014 Coding and Management Specifications for Non-Public Offering Products in the Securities and Futures Industry
JR/T 0259-2023 Electronic specifications for information disclosure of publicly offered securities investment funds
JR/T 0233-2021 Specifications for internal application system logs of securities and futures industry operating institutions
JR/T 0240-2021 Security testing specifications for mobile Internet applications in the securities and futures industry
JR/T 0176.4-2022 Securities and Futures Industry Data Model Part 4: Fund Company Logical Model
JR/T 0176.1-2019 "Securities and Futures Industry Data Model Part 1: Abstract Model Design Method"
JR/T 0146.7-2016 Securities and Futures Industry Information System Audit Guide Part 7: Futures Companies
JR/T 0146.2-2016 Securities and Futures Industry Information System Audit Guide Part 2: Futures Exchanges

ANSI - American National Standards Institute, Securities male

X9.6-1991 Securities Identification (CUSIP)
X9.11-1992 Called Securities Processing - Securities Subject to Early Redemption (X9- Financial Services)
X9.20-1998 Securities Institutional Delivery System
X9.101-2003 Securities and related financial instruments International securities identification numbering system (ISIN) (ISO 6166-2001)
X9.14-1983 Specifications for Securities Transaction Interchange Forms
X9.12-1991 Specifications for Fully Registered Municipal Securities
X4.4-1955 BASIC SHEET SIZES AND STANDARD STOCK SIZES FOR BOND PAPERS AND INDEX BRISTOLS

中华人民共和国国家质量监督检验检疫总局、中国国家标准化管理委员会, Securities male

GB/T 21076-2017 Securities and related financial instruments—International securities identification numbering system
GB/T 23696-2017 Securities and related financial instruments—Codes for exchanges and market identification (MIC)
GB/T 35964-2018 Securities and related financial instruments－Classification of financial instruments(CFI code)

General Administration of Quality Supervision, Inspection and Quarantine of the People‘s Republic of China, Securities male

GB/T 21076-2007 Securities and related financial instruments- International securities identification numbering system
GB/T 17003.1-1997 Security paper. Part 1:debenture paper. Credential paper
GB/T 42336-2023 Standards for Accounting Interest on Fixed Income Securities
GB/T 23696-2009 Securities and related financial instruments.Codes for exchanges and market identification(MIC)
GB/T 35964-2023 Securities and related financial instruments Classification of Financial Instruments (CFI) code
GB/T 42775-2023 Guidelines for Data Classification and Grading of Data Security Risk Prevention and Control in the Securities and Futures Industry

US-CFR-file, Securities male

CFR 17-230.602-2013 Commodity and securities exchanges. Part230:General rules and regulations, securities act of 1933. Section230.602:Securities exempte.
CFR 17-230.144A-2013 Commodity and securities exchanges. Part230:General rules and regulations, securities act of 1933. Section230.144A:Private resales of securities to institutions.
CFR 17-240.12a-11-2014 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.12a-11:Exemption of securitybased swaps sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240) from section 12(a) of the Act.
CFR 17-230.145-2013 Commodity and securities exchanges. Part230:General rules and regulations, securities act of 1933. Section230.145:Reclassification of securities, mergers, consolidations and acquisitions of assets.
CFR 17-240.15c3-3-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15c3-3:Customer protection—reserves and custody of securities.
CFR 17-249.639-2013 Commodity and securities exchanges. Part249:Forms, securities exchange act of 1934. Section249.639:Form custody.
CFR 17-260.4d-12-2014 Commodity and securities exchanges. Part260:General rules and regulations, trust indenture act of 1939. Section260.4d-12:Exemption for securitybased swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240).
CFR 17-230.155-2013 Commodity and securities exchanges. Part230:General rules and regulations, securities act of 1933. Section230.155:Integration of abandoned offerings.
CFR 17-230.500-2013 Commodity and securities exchanges. Part230:General rules and regulations, securities act of 1933. Section230.500:Use of regulation d.
CFR 17-240.15Ba1-1-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15Ba1-1:Definitions.
CFR 17-300.400-2014 Commodity and securities exchanges. Part300:Rules of the securities investor protection corporation. Section300.400:Satisfaction of customer claims for standardized options.
CFR 17-200.19d-2013 Commodity and securities exchanges. Part200:Organization;conduct and ethics;and information and requests. Section200.19d:Director of the office of municipal securities.
CFR 17-200.30-3a-2013 Commodity and securities exchanges. Part200:Organization;conduct and ethics;and information and requests. Section200.30–3a:Delegation of authority to director of the office of municipal securities.
CFR 17-230.502-2013 Commodity and securities exchanges. Part230:General rules and regulations, securities act of 1933. Section230.502:General conditions to be met.
CFR 17-240.10b-10-2014 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.10b-10:Confirmation of transactions.
CFR 17-230.501-2013 Commodity and securities exchanges. Part230:General rules and regulations, securities act of 1933. Section230.501:Definitions and terms used in regulation d.
CFR 17-230.240-2014 Commodity and securities exchanges. Part230:General rules and regulations, securities act of 1933. Section230.240:Exemption for certain security-based swaps.
CFR 17-240.15Bc4-1-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15Bc4-1:Persons associated with municipal advisors.
CFR 17-249.1300-2013 Commodity and securities exchanges. Part249:Forms, securities exchange act of 1934. Section249.1300:Form MA, for registration as a municipal advisor, and for amendments to registration.
CFR 17-240.15c3-1a-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15c3-1a:Options (appendix a to 17 CFR 240.15c3–1).
CFR 17-240.15c3-1a-2014 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15c3-1a:Options (appendix a to 17 CFR 240.15c3–1).
CFR 17-230.147-2013 Commodity and securities exchanges. Part230:General rules and regulations, securities act of 1933. Section230.147:"Part of an issue", "person resident", and "doing business within" for purposes of section 3(a)(11).
CFR 17-240.12h-1-2014 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.12h-1:Exemptions from registration under section 12(g) of the Act.
CFR 17-240.15Ba1-4-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15Ba1-4:Withdrawal from municipal advisor registration.
CFR 17-240.15Ba1-7-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15Ba1-7:Registration of successor to municipal advisor.
CFR 17-240.15Ba1-8-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15Ba1-8:Books and records to be made and maintained by municipal advisors.
CFR 17-240.15Ba1-8-2014 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15Ba1-8:Books and records to be made and maintained by municipal advisors.
CFR 17-242.102-2013 Commodity and securities exchanges. Part242:Regulations m, sho, ats, ac, and nms and customer margin requirements for security futures. Section242.102:Activities by issuers and selling security holders during a distribution.
CFR 17-240.15Ba1-5-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15Ba1-5:Amendments to form ma and form ma–i.
CFR 17-190.01-2013 Commodity and Securities Exchanges. Part190:Bankruptcy. Section190.01:Definitions.
CFR 17-190.10-2013 Commodity and Securities Exchanges. Part190:Bankruptcy. Section190.10:General.
CFR 17-75.16-2014 Commodity and Securities Exchanges. Part75:Proprietary trading and certain interests in and relationships with covered funds. Section75.16:Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-pref
CFR 12-335.221-2014 Banks and banking. Part335:Securities of state nonmember banks and state savings associations. Section335.221:Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure).
CFR 17-230.506-2013 Commodity and securities exchanges. Part230:General rules and regulations, securities act of 1933. Section230.506:Exemption for limited offers and sales without regard to dollar amount of offering.
CFR 17-240.17a-11-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.17a-11:Notification provisions for brokers and dealers.
CFR 17-240.15c3-1-2014 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15c3-1:Net capital requirements for brokers or dealers.
CFR 12-1.2-2014 Banks and Banking. Part1:Investment securities. Section1.2:Definitions.
CFR 17-240.15b12-1-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15b12-1:Brokers or dealers engaged in a retail forex business.
CFR 17-240.15Ba1-3-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15Ba1-3:Exemption of certain natural persons from registration under section 15B(a)(1)(B) of the act.
CFR 17-240.17h-2T-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.17h-2T:Risk assessment reporting requirements for brokers and dealers.
CFR 17-270.5b-3-2014 Commodity and securities exchanges. Part270:Rules and regulations, investment company act of 1940. Section270.5b-3:Acquisition of repurchase agreement or refunded security treated as acquisition of underlying securities.
CFR 17-3.22-2013 Commodity and Securities Exchanges. Part3:Registration. Section3.22:Supplemental filings.
CFR 17-3.50-2013 Commodity and Securities Exchanges. Part3:Registration. Section3.50:Service.
CFR 48-28.203-2014 Federal Acquisition Regulations. Part28:Bonds and insurance. Subpart28.2:Sureties and other security for bonds. Section28.203:5.
CFR 48-28.204-2014 Federal Acquisition Regulations. Part28:Bonds and insurance. Subpart28.2:Sureties and other security for bonds. Section28.204:3.
CFR 17-230.152-2013 Commodity and securities exchanges. Part230:General rules and regulations, securities act of 1933. Section230.152:Definition of "transactions by an issuer not involving any public offering" in section 4(2), for certain transactions.
CFR 17-240.15Ba1-2-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15Ba1-2:Registration of municipal advisors and information regarding certain natural persons.
CFR 17-240.17h-1T-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.17h-1T:Risk assessment recordkeeping requirements for associated persons of brokers and dealers.
CFR 17-190.09-2013 Commodity and Securities Exchanges. Part190:Bankruptcy. Section190.09:Member property.

Lithuanian Standards Office , Securities male

LST ISO 8532:2002 Securities. Format for transmission of certificate numbers
LST ISO 6166:2003 Securities and related financial instruments. International securities identification numbering system (ISIN) (idt ISO 6166:2001)
LST ISO 10962:2002 Securities and related financial instruments. Classification of Financial Instruments (CFI code) (idt ISO 10962:2001)

VN-TCVN, Securities male

TCVN 7214-2008 Securities and related financial instruments.International securities identification numbering system (ISIN)
TCVN 6743-2008 Securities and related financial instruments.Codes for exchanges and market identification(MIC)

US-HUD, Securities male

HUD 24 CFR PART 320-2011 GUARANTY OF MORTGAGE-BACKED SECURITIES

Canadian General Standards Board （CGSB), Securities male

CGSB 9.1-93-CAN/CGSB-1993 Papier Bond
CGSB 9.50-93-CAN/CGSB-1993 Papier Bond Registre
CGSB 9.47-93-CAN/CGSB-1993 Papier Bond Pour L'Impression De Cheques Au Moyen Du Systeme De La Reconnaissance De Caracteres Magnetiques

Professional Standard - Certification and Accreditation, Securities male

RB /T 305-2017

中国国家认证认可监督管理委员会, Securities male

RB/T 305-2017 Online securities trading service certification requirements

Professional Standard - Finance, Securities male

JR/T 0022-2004 Securities trading exchange protocol
JR/T 0085-2012 Unified code of mutual funds specification
JR/T 0023-2004 The criterion of IT management for securities companies
JR/T 0084-2012 Network time synchronization specification for securities and futures industry
JR/T 0086-2012 Unified code for participants in mutual funds market specification
JR/T 0018-2004 Securities register and settlement data exchange protocol
JR/T 0292-2023
JR/T 0099-2012 Information system operation and maintenance management specification for securities and futures industry
JR/T 0059-2010 Information System Resilience Capability Standard For Intermediary Institutions
JR/T 0060-2010 Securities and futures industry.Baseline for classified protection of information system (Trial basis)

RU-GOST R, Securities male

GOST R 50702-1994 Securities. The state securities identification number

国家市场监督管理总局、中国国家标准化管理委员会, Securities male

GB/T 39596-2020 Coding specification of securities investment fund
GB/T 39601-2020 Securities and related financial instruments—Financial Instrument Short Name (FISN)

Professional Standard - Archives, Securities male

DA/T 79-2019 Regulations on the Management of Securities Business Archives

NO-SN, Securities male

NS 4126-1984 Securities - International identification numbering system (ISIN)
NS 894-1977 Securities - Securing of paper and manufacturing

Shanghai Provincial Standard of the People's Republic of China, Securities male

DB31/T 686-2013 Securities Industry Window Service Quality Standards

Danish Standards Foundation, Securities male

DS/ISO 6166:2021 Financial services – International securities identification number (ISIN)
DS/ISO 10962:2002 Securities and related financial instruments - Classification of Financial Instruments (CFI code)
DS/ISO 10962:2021 Securities and related financial instruments – Classification of financial instruments (CFI) code

Group Standards of the People's Republic of China, Securities male

T/SZSSA 0001-2023 Evaluation Criteria for Levels of Information System Changes of Securities Companies
T/SZSSA 0002-2023 Security company important information system capacity management standard
T/SZSSA 0003-2023 Standards for Information Processing of Client Trading Terminals of Securities Companies

American Society for Testing and Materials (ASTM), Securities male

ASTM D3290-00 Standard Specification for Bond and Ledger Papers for Permanent Records
ASTM D3290-00(2005) Standard Specification for Bond and Ledger Papers for Permanent Records

German Institute for Standardization, Securities male

DIN 30784-1:1986-12 Transportation chain; transportation chain for money and securities; modular coordination
DIN 30784-1:1986 Transportation chain; transportation chain for money and securities; modular coordination

IX-EU/EC, Securities male

COM(88) 778-1988 Proposal for a Council Directive on Investment Services in the Securities Field

中国证券监督管理委员会, Securities male

JR/T 0067-2011 Securities and Futures Industry Information System Security Level Protection Evaluation Requirements (Trial)