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Securities agency

Securities agency, Total:96 items.

In the international standard classification, Securities agency involves: Finances. Banking. Monetary systems. Insurance, Information sciences. Publishing, Character sets and information coding, Protection against crime, Applications of information technology, Company organization and management, Services, Information technology (IT) in general, Sociology. Demography, Transport, Open systems interconnection (OSI), Tobacco, tobacco products and related equipment.


Canadian General Standards Board (CGSB), Securities agency

British Standards Institution (BSI), Securities agency

  • BS ISO 10962:1997 Securities. Classification of financial instruments (CFI code)
  • BS 7896:1997 Securities - Specification for the format and structure of names and addresses used in securities transactions for the business of registrars
  • BS ISO 10962:2019 Securities and related financial instruments. Classification of financial instruments (CFI) code
  • BS ISO 10383:2012 Securities and related financial instruments. Codes for exchanges and market identification (MIC)
  • 20/30420711 DC BS ISO 10962. Securities and related financial instruments. Classification of financial instruments (CFI) code
  • BS ISO 10962:2021 Tracked Changes. Securities and related financial instruments. Classification of financial instruments (CFI) code

ANSI - American National Standards Institute, Securities agency

  • X9.11-1992 Called Securities Processing - Securities Subject to Early Redemption (X9- Financial Services)

American National Standards Institute (ANSI), Securities agency

  • ANSI/PMI 08-003-2012 Standard for Portfolio Management - Third Edition
  • ANSI/ASIS PSC.1-2012 Management System for Quality of Private Security Company Operations - Requirements with Guidance
  • ANSI/ASIS PSC.2-2010 Conformity Assessment and Auditing Management Systems for Quality of Private Security Company Operations

Professional Standard - Archives, Securities agency

  • DA/T 79-2019 Regulations on the Management of Securities Business Archives

Professional Standard - Finance, Securities agency

  • JR/T 0023-2004 The criterion of IT management for securities companies
  • JR/T 0099-2012 Information system operation and maintenance management specification for securities and futures industry

中国人民银行, Securities agency

  • JR/T 0110-2014 Securities Company Customer Information Management Specifications
  • JR/T 0274-2023 Internal interface account management of securities and futures industry institutions
  • JR/T 0250-2022 Securities and Futures Industry Data Security Management and Protection Guidelines
  • JR/T 0251-2022 Securities and Futures Industry Information Technology Service Continuity Management Guide
  • JR/T 0104-2014 Coding and Management Specifications for Non-Public Offering Products in the Securities and Futures Industry
  • JR/T 0146.6-2016 Securities and Futures Industry Information System Audit Guide Part 6: Fund Management Companies
  • JR/T 0262-2022 Securities business institutional investor suitability management investor assessment data requirements
  • JR/T 0215.2-2021 Introduction Elements of Asset Management Products Part 2: Securities and Futures Asset Management Plans and Related Products

International Organization for Standardization (ISO), Securities agency

  • ISO 10962:2019 Securities and related financial instruments — Classification of financial instruments (CFI) code
  • ISO 10962:2021 Securities and related financial instruments — Classification of financial instruments (CFI) code
  • ISO 10383:2003 Securities and related financial instruments - Codes for exchanges and market identification (MIC)
  • ISO 10962:2001 Securities and related financial instruments - Classification of Financial Instruments (CFI code)
  • ISO 10962:2015 Securities and related financial instruments - Classification of financial instruments (CFI code)
  • ISO 10383:2012 Securities and related financial instruments - Codes for exchanges and market identification (MIC)

Danish Standards Foundation, Securities agency

  • DS/ISO 10962:2002 Securities and related financial instruments - Classification of Financial Instruments (CFI code)
  • DS/ISO 10962:2021 Securities and related financial instruments – Classification of financial instruments (CFI) code

Korean Agency for Technology and Standards (KATS), Securities agency

  • KS X ISO 10962:2019 Securities and related financial instruments — Classification of Financial Instruments(CFI code)
  • KS X ISO 10962:2022 Securities and related financial instruments — Classification of financial instruments(CFI) code
  • KS X ISO 10962:2006 Securities and related financial instruments-Classification of Financial Instruments(CFI code)
  • KS X ISO 10383:2006 Securities and related financial instruments-Codes for exchanges and market identification(MIC)
  • KS X ISO 10383-2016(2021) Securities and related financial instruments-Codes for exchanges and market identification(MIC)
  • KS X ISO 10383:2016 Securities and related financial instruments-Codes for exchanges and market identification(MIC)

KR-KS, Securities agency

  • KS X ISO 10962-2019 Securities and related financial instruments — Classification of Financial Instruments(CFI code)
  • KS X ISO 10962-2022 Securities and related financial instruments — Classification of financial instruments(CFI) code
  • KS X ISO 10383-2016 Securities and related financial instruments-Codes for exchanges and market identification(MIC)

Professional Standard - Public Safety Standards, Securities agency

  • GA 240.26-2003 The information management code in criminal offense - Part 26: Bills and coupons code
  • GA 581.4-2005 Code of driving license management information - Part 4: Reason code of reissuing license
  • GA 581.3-2005 Code of driving license management information - Part 3: Code of license type
  • GA 581.5-2005 Code of driving license management information - Part 5: Code of license state
  • GA 398.20-2002 Information Management Code for Economic Crime Cases Part 20: Codes for Types of Documentary and Physical Evidence
  • GA/T 16.24-2012 Road Traffic Management Information Code Part 24: Driver's License Replacement/Renewal Reason Codes
  • GA 581.1~581.9-2005 Motor vehicle driver's license management information code
  • GA 581.6-2005 Code of driving license management information - Part 6: Reason code of canceling
  • GA 581.7-2005 Code of driving license management information - Part 7: Code of license registration type
  • GA 59.8-2000 Management information standards for exit/entry and aliens administration.Part 8:Codes for types of visas
  • GA 581.8-2005 Code of driving license management information - Part 8: Reason code of application reserication condition of driving license
  • GA 59.7-2000 Management information standards for exit/entry and aliens administration.Part 7:Codes for types of passports and travel documents
  • GA/T 704.8-2007 Management information standards for exit/entry administration.Part 8: Codes for types of Chinese visas
  • GA/T 2000.187-2018 Public Security Information Code Part 187: Entry and Exit Document Management Status Code
  • GA/T 16.23-2012 Road traffic management information code part 23: driving license type code
  • GA/T 16.25-2012 Road Traffic Management Information Code Part 25: Driving License Status Code
  • GA 581.9-2005 Code of driving license management information - Part 9: Code of relative material
  • GA 408.14-2003 Road Traffic Violation Management Information Code Part 14: Codes of Detention Types
  • GA 398.21-2002 Economic Crime Case Information Management Code Part 21: Evidence Category Code
  • GA 324.4-2001 Population code for information management Part 4:Code for whether render ID
  • GA 300.8-2001 The information management code of lockup for prisoners awaiting trial.Part 8:Lockup evidence code
  • GA 240.51-2003 The information management code in criminal offense - Part 51: Classification and code of trace evidence
  • GA 59.19-2000 Management information standards for exit/entry and aliens administration.Part 19:Codes for places of issue
  • GA 581.2-2005 Code of driving license management information - Part 2: Code of driver source
  • GA 324.3-2001 Population code for information management Part 3:Code of reason for applying ID
  • GA/T 2000.288-2020 Public Security Information Code Part 288: Picking up Resident ID Card Processing Status Code
  • GA/T 16.26-2012 Road Traffic Management Information Code Part 26: Driver License Cancellation Reason Codes
  • GA/T 16.27-2012 Road Traffic Management Information Code Part 27: Driving License Business Type Code
  • GA/T 16.38-2012 Road Traffic Management Information Code Part 38: Driving License Revocation Reason Codes
  • GA/T 16.11-2012 Road Traffic Management Information Code Part 11: Motor Vehicle Import Voucher Code
  • GA/T 16.10-2012 Road Traffic Management Information Code Part 10: Motor Vehicle Origin Voucher Code
  • GA/T 704.19-2007 Management information standards for exit/entry administration.Part 19: Codes for travel documents issuing authorities

Professional Standard - Ministry of Public Security Logo, Securities agency

  • GNn 36.19-1988 Crime information management standard ticket code
  • GNn 36.18-1988 Commonly used document codes for crime information management standards

Group Standards of the People's Republic of China, Securities agency

  • T/SZSSA 0002-2023 Security company important information system capacity management standard
  • T/SZSSA 0003-2023 Standards for Information Processing of Client Trading Terminals of Securities Companies

Lithuanian Standards Office , Securities agency

  • LST ISO 10962:2002 Securities and related financial instruments. Classification of Financial Instruments (CFI code) (idt ISO 10962:2001)

US-CFR-file, Securities agency

  • CFR 17-249.1330-2013 Commodity and securities exchanges. Part249:Forms, securities exchange act of 1934. Section249.1330:Form MA–NR, for appointment of agent for service of process by non-resident municipal advisor, non-resident general partner or managing agent of a municipa
  • CFR 17-300.400-2014 Commodity and securities exchanges. Part300:Rules of the securities investor protection corporation. Section300.400:Satisfaction of customer claims for standardized options.
  • CFR 12-335.801-2014 Banks and banking. Part335:Securities of state nonmember banks and state savings associations. Section335.801:Inapplicable SEC regulations; FDIC substituted regulations; additional information.
  • CFR 17-11.2-2013 Commodity and Securities Exchanges. Part11:Rules relating to investigations. Section11.2:Authority to conduct investigations.
  • CFR 17-200.21a-2014 Commodity and securities exchanges. Part200:Organization;conduct and ethics;and information and requests. Section200.21a:The ethics counsel.

General Administration of Quality Supervision, Inspection and Quarantine of the People‘s Republic of China, Securities agency

  • GB/T 29243-2012 Information security technology.Specifications of delegated certification path construction and delegated validation for digital certificate
  • GB/T 28530-2012 Aligned series of international freight forwarding documents.Documentary data entry
  • GB/T 31085-2014 Norms of issuing documents for international freight forwarders
  • GB/T 30338.5-2013 Specification system for electronic information disclosure of securities and futures industry.Part 5: Registration management specification
  • GB/T 31084-2014 Norm of transport documents transfer for international freight forwarders
  • GB/T 26319-2010 Coding rules for international freight forwarding documents' identifier

IX-EU/EC, Securities agency

  • COM(88) 778-1988 Proposal for a Council Directive on Investment Services in the Securities Field
  • COM(87) 139-1987 Amended Proposal for a Council Directive Relating to Indirect Taxes on Transactions in Securities
  • 2008/22/EC-2008 DIRECTIVE OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL amending Directive 2004/109/EC on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market, as regards th

Alliance of Telecommunications Industry Solutions (ATIS), Securities agency

  • ATIS 1000054-2013 ATIS Technical Report on Next Generation Network Certificate Management

ATIS - Alliance for Telecommunications Industry Solutions, Securities agency

  • 1000054-2013 ATIS Technical Report on Next Generation Network Certificate Management

IECQ - IEC: Quality Assessment System for Electronic Components, Securities agency

  • CMC SEC 341-1993 Certification Management Committee (CMC) CMC Officers and Permanent Delegates

International Telecommunication Union (ITU), Securities agency

  • ITU-T Y SUPP 18-2012 ITU-T Y.2700-series - Supplement on next generation network certificate management

Professional Standard - Tobacco, Securities agency

  • YC/T 257.1-2008 Codes for tobacco administration.Part 1: Classification and codes of tobacco certification administration




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